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FINRA Awards for Edward R. Hipp

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0165901/11/2023Claimant(s): Margaret Wiley
Claimant Lawyers(s): Bryan Ward
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Laura Ruiz Rivera
Arbitrator(s): Edward R. Hipp, Michael J. Ahlstrom, John D. Mattingly
Hearing Site: Norfolk, VA
21-0008212/16/2021Claimant(s): James Bales
Claimant Lawyers(s): James Cosby
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Michael West
Arbitrator(s): Edward R. Hipp, Lita S Menkin, Gordon M. Wase
Hearing Site: Norfolk, VA
14-0232505/15/2015Claimant(s): Donna Alessio
Claimant Lawyers(s): Donna J. Alessio
Respondent(s): Valic Financial Advisors.
Respondent Lawyers(s): Kortney Farmer
Arbitrator(s): Edward R. Hipp, Henry G. Plaster, Harry J. Haynsworth
Hearing Site: Norfolk, VA
Checkmark IconDismissed by Rule 12206

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