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FINRA Awards for James Bales

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0008212/16/2021Claimant(s): James Bales
Claimant Lawyers(s): James Cosby
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Michael West
Arbitrator(s): Edward R. Hipp, Lita S Menkin, Gordon M. Wase
Hearing Site: Norfolk, VA

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