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FINRA Awards for Steven M. Bierig

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0150901/09/2020Claimant(s): Gale Penn, Robert Penn
Claimant Lawyers(s): Gary Menzer
Respondent(s): Anthony Hobson, Next Financial Group.
Respondent Lawyers(s): David A. Baugh
Arbitrator(s): Mark L Miller, Steven M. Bierig, Raymond P. Buschmann
Hearing Site: Chicago, IL
Checkmark IconDismissed by Rule 12206/12504

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