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FINRA Awards for Jerry A. Desiderio

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0005211/07/2011Claimant(s): RBC Capital Markets LLC
Claimant Lawyers(s): Joseph F. Keenan
Respondent(s): Ariel Hernandez
Respondent Lawyers(s): Ariel Hernandez
Arbitrator(s): David P. Slater, Jerry A. Desiderio, Harris Gally
Hearing Site: Ft. Lauderdale, FL
07-0026811/18/2008Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Erin K. Linehan
Respondent(s): Joseph Duerr
Respondent Lawyers(s): Russell Penzer
Arbitrator(s): Suzanne E. Mowry, Jerry A. Desiderio, Jonathan Seth Robbins
Hearing Site: Boca Raton, FL

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