| 20-03662 | 12/07/2021 | Claimant(s): Lowell Hart
Claimant Lawyers(s): John A. Mangones
Respondent(s): State Farm VP Management Corp.
Respondent Lawyers(s): Tracey Salmon-Smith
Arbitrator(s): Thomas C. Tretter, William Norton, Peter Andrew Marx
Hearing Site: Manchester, NH
| | |
| 18-00156 | 10/24/2018 | Claimant(s): Elizabeth Cleary
Claimant Lawyers(s): Michael Vigorito
Respondent(s): Berthel, Fisher & Company Financial Ser.
Respondent Lawyers(s): Peter J. McElligott
Arbitrator(s): B. John Dill, Paul A. Auerbach, Peter Andrew Marx
Hearing Site: Boston, MA
|  | $0 |
| 16-02084 | 12/22/2017 | Claimant(s): Giovanni Lanza, Mariantonia Lanza
Claimant Lawyers(s): Edwin L. Doernberger
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Robert Titus, Morton S. Bunis, Peter Andrew Marx
Hearing Site: Boston, MA
| | $0 |
| 14-03648 | 05/13/2016 | Claimant(s): James Kenerson
Claimant Lawyers(s): Dan Druz
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Evalyn Lipton Fishbein, Peter Andrew Marx, Jory E Berkwits
Hearing Site: Boston, MA
| | |
| 13-02616 | 11/25/2014 | Claimant(s): Allen Nelson, Susan Nelson, Nelson Realty North Corp. LLC, One Live Oak 4
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Charles Kulch, Next Financial Group.
Respondent Lawyers(s): David J. Freniere
Arbitrator(s): Robert Titus, Edward Joseph Boudreau, Peter Andrew Marx
Hearing Site: Manchester, NH
| | Expungement |
| 13-03451 | 11/04/2014 | Claimant(s): Terry Bennett, Terry C. and Terry M. Bennett Trust
Claimant Lawyers(s): Michael C. Harvell
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Cliff G. Anderson
Arbitrator(s): B. J. Krintzman, Peter Andrew Marx, Dennis James Malloy
Hearing Site: Manchester, NH
| | $0 |
| 10-03257 | 08/25/2011 | Claimant(s): Richard Denerstein
Claimant Lawyers(s): Dan A. Druz
Respondent(s): Lawrence Brazie, Westminster Financial Securities.
Respondent Lawyers(s): Edward D. Muransky
Arbitrator(s): Richard J. Grahn, Pamela E. Berman, Peter Andrew Marx
Hearing Site: Boston, MA
| | |
