Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-02035 | 11/20/2018 | Claimant(s): Kenneth Ebbe Claimant Lawyers(s): Blake Godbout Respondent(s): Jill Cody, Richard Cody, Concorde Investment Services, Westminster Financial Advisory Corp., Westminster Financial Securities. Respondent Lawyers(s): Gerry J. Kowalski, Jill M. Cody, Joseph S. Simms, Richard Grant Cody Arbitrator(s): James R. Collins, Christine R. Fitzgerald, Mary E. Bassett Hearing Site: Boston, MA |  | $286,096 |
| 15-03327 | 04/14/2016 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Catania T. Facher Respondent(s): Richard Cody Respondent Lawyers(s): Stephen Z. Frank Arbitrator(s): Gene M. Bauer Hearing Site: Boston, MA |