FINRA Awards for David H.S. Commins

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
11-04491	05/22/2013	Claimant(s): Wedbush Securities Inc. Claimant Lawyers(s): Charles LaChaussee Respondent(s): Edward Wedbush, Holly Hansen Respondent Lawyers(s): Charles LaChaussee, David H.S. Commins Arbitrator(s): Carlos Richard Mangum, Robin Lynn Berry, Barbara M. Anscher Hearing Site: San Francisco, CA
11-02985	11/21/2011	Claimant(s): RBC Capital Markets LLC Claimant Lawyers(s): David H.S. Commins Respondent(s): Mark Davidson Respondent Lawyers(s): Mark Colby Davidson Arbitrator(s): John J. Fitzpatrick Hearing Site: San Francisco, CA
10-01568	06/23/2011	Claimant(s): Stephen Kelleher Claimant Lawyers(s): David H.S. Commins Respondent(s): Wedbush Securities Inc. Respondent Lawyers(s): John W. Stenson Arbitrator(s): Ferdinand Schoch, Walter P. Hitchcock, James R. Dickson Hearing Site: San Francisco, CA
07-02304	03/20/2008	Claimant(s): RBC Capital Markets Corporation Claimant Lawyers(s): David H.S. Commins Respondent(s): Gregory Iglow Respondent Lawyers(s): Gregory J. Sherwin Arbitrator(s): Christine A. Page, Cynthia Ann Higgins, Christopher J. Rogers Hearing Site: Los Angeles, CA
06-05331	11/09/2007	Claimant(s): Christopher Allick Claimant Lawyers(s): David H.S. Commins Respondent(s): Peter Fader, Urchin Capital Partners LLC Respondent Lawyers(s): Alvin L. Fishman Arbitrator(s): Peter M Brabbee, Barbara M. Anscher, Osei J Adoma Hearing Site: San Francisco, CA