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FINRA Awards for Mark Klopfenstein

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0317106/03/2013Claimant(s): Mark Klopfenstein, Molly Klopfenstein, TranStar Capital Ventures LLC
Claimant Lawyers(s): Robert K. Crowe
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Allan N. Taffet
Arbitrator(s): Harry G. Mason, Robert A. Dean, Osei J Adoma
Hearing Site: Atlanta, GA
Checkmark IconDismissed by Rule 12206/12504

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