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FINRA Awards for Mickey Schwarz IRA

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0047903/29/2012Claimant(s): Mickey Schwarz, Mickey Schwarz IRA, The Schwarz Living Trust
Claimant Lawyers(s): Marc Schwarz, Mickey Schwarz
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Michael M. Gless
Arbitrator(s): Martin Olinick, Ronald L. Cameron, David W. Dresnick
Hearing Site: Los Angeles, CA
Checkmark IconExpungement

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