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FINRA Awards for Mark Panfil

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0049709/16/2019Claimant(s): Guity Javid, Negeen Dehesh, Guity Javid Trust, Negeen Dehesh Trust
Claimant Lawyers(s): Grant B. Gelberg
Respondent(s): Aldo Lozano, Mark Panfil, RBC Capital Markets LLC
Respondent Lawyers(s): David Harrison, Michael M. Gless
Arbitrator(s): Edward A. Trabin, Mary M. O'Neil, Audrey Lynne Myer
Hearing Site: Los Angeles, CA
Checkmark Icon$0
07-0308404/17/2008Claimant(s): Lee Tower
Claimant Lawyers(s): Lee W Tower
Respondent(s): Aldo Lozano, Wachovia Securities, David Altshuler, Mark Panfil
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Mark S. Priver
Hearing Site: Los Angeles, CA
Checkmark Icon$213

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