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FINRA Awards for Frederick A. Rafeedie

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0046006/05/2017Claimant(s): Ronnie Harper, Ronnie Benny Harper Revocable Living Tru
Claimant Lawyers(s): Jeffrey A. Feldman
Respondent(s): Royal Alliance Associates., Regal Advisory Services.
Respondent Lawyers(s): Frederick A. Rafeedie
Arbitrator(s): Neil S. Jasper, Edward A. Trabin, W. Alex King
Hearing Site: Los Angeles, CA
Checkmark IconExpungement

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