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FINRA Awards for Neil Katsuyama

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0059801/14/2022Claimant(s): Austin Park
Claimant Lawyers(s): Patrick R. Mahoney
Respondent(s): Unionbanc Investment Services
Respondent Lawyers(s): Neil Katsuyama
Arbitrator(s): George Herman Frisch, Jean Chung, Ronald Grzywinski
Hearing Site: Los Angeles, CA

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