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FINRA Awards for Samuel B Edwards

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0278810/20/2022Claimant(s): Taiko Wakasa
Claimant Lawyers(s): Samuel B Edwards
Respondent(s): Unionbanc Investment Services
Respondent Lawyers(s): Bryce M. Cullinane
Arbitrator(s): Robert E. Jenks, Erin Person, Marc David Wilde
Hearing Site: Los Angeles, CA
Checkmark IconDismissed by Rule 12206

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