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FINRA Awards for Hajime Amaya

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0127812/21/2021Claimant(s): Hajime Amaya
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): Unionbanc Investment Services
Respondent Lawyers(s): Neal S. Robb
Arbitrator(s): Herbert Liberman, Herb Schwartz, Peter H. Daly
Hearing Site: San Francisco, CA
Checkmark IconDismissed by Rule 12206

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