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FINRA Awards for Robert W. Shaffer

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0300308/28/2014Claimant(s): Susi Orlean Bahat Family Trust
Claimant Lawyers(s): Robert W. Shaffer
Respondent(s): Unionbanc Investment Services
Respondent Lawyers(s): G. Thomas Fleming
Arbitrator(s): Michael D. Harrison
Hearing Site: Los Angeles, CA
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