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FINRA Awards for Wai Mon Chan

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0010211/11/2008Claimant(s): Hong Chan
Claimant Lawyers(s): Wai Mon Chan
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Oren L. Connaway
Hearing Site: Houston, TX
Checkmark Icon$8,614

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