| 20-02192 | 03/30/2021 | Claimant(s): Kelly Hoff
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Cambridge Investment Research.
Respondent Lawyers(s): Richard Kuhlman
Arbitrator(s): Philip J. Glick
Hearing Site: Minneapolis, MN
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| 20-00437 | 01/25/2021 | Claimant(s): Kyle Sadler
Claimant Lawyers(s): Kyle Andrew Sadler
Respondent(s): Cambridge Investment Research.
Respondent Lawyers(s): Richard Kuhlman
Arbitrator(s): Oren L. Connaway, Danielle L. Hargrove, G. Dennis Sheehan
Hearing Site: Houston, TX
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| 20-01574 | 12/11/2020 | Claimant(s): Sheldon Harber
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Cambridge Investment Research.
Respondent Lawyers(s): Richard Kuhlman
Arbitrator(s): Tracy L. Allen
Hearing Site: St. Louis, MO
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| 20-01265 | 12/01/2020 | Claimant(s): Dean Giella
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Cambridge Investment Research.
Respondent Lawyers(s): Richard Kuhlman
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: New York, NY
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| 20-01005 | 11/09/2020 | Claimant(s): Brad Lawing
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Cambridge Investment Research.
Respondent Lawyers(s): Richard Kuhlman
Arbitrator(s): C. Sumpter Logan
Hearing Site: Kansas City, MO
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| 20-01158 | 10/29/2020 | Claimant(s): Micahel Chadwick
Claimant Lawyers(s): Brian Luther
Respondent(s): Cambridge Investment Research., Portsmouth Financial Services
Respondent Lawyers(s): Randy Fox, Richard Kuhlman
Arbitrator(s): Steven R. Rolnick
Hearing Site: Hartford, CT
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| 20-00725 | 09/21/2020 | Claimant(s): John Girouard
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Cambridge Investment Research.
Respondent Lawyers(s): Richard Kuhlman
Arbitrator(s): Patricia H. Latham
Hearing Site: Washington, DC
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| 19-03422 | 03/26/2020 | Claimant(s): Cambridge Investment Research.
Claimant Lawyers(s): Richard Kuhlman
Respondent(s): Sanjoy Dasgupta
Respondent Lawyers(s): Sanjoy Dasgupta
Arbitrator(s): Mary C. Davis
Hearing Site: Denver, CO
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| 17-01293 | 08/27/2018 | Claimant(s): LeAnn Blackwell
Claimant Lawyers(s): Raymond Daniel Faust
Respondent(s): John Whitaker, Stifel, Nicolaus & Co.., City Securities Corporation
Respondent Lawyers(s): Richard Kuhlman
Arbitrator(s): Thomas F. Mahoney, Philip J. Glick, Tim V. Young
Hearing Site: Indianapolis, IN
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| 08-02601 | 03/05/2010 | Claimant(s): Piper Jaffray & Co.
Claimant Lawyers(s): Terrence J. Fleming
Respondent(s): Christopher Peterson, Cole Ryba, David Holden, Stifel, Nicolaus & Co.., John Kuny, John Pinto, Lindsay Paine, Michael Loop, Michael Pellicci, Neil Koepcke, Stephen Tufo, Zigmund Peret
Respondent Lawyers(s): Richard Kuhlman
Arbitrator(s): Judith A. Rogosheske, Jack D. Elmquist, Edward C. Oliver
Hearing Site: Minneapolis, MN
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