09-04700 | 10/28/2011 | Claimant(s): Douglas Pippert, Kira Pippert, Kira Ann Pippert Revocable Trust Claimant Lawyers(s): Adam A. Gillette, Thomas E. Jamison Respondent(s): Michael Blake, Olympus Financial Advisors. Respondent Lawyers(s): Roger W. Hall Arbitrator(s): Edward C. Oliver, Emily F. Seesel, Mark S. Gleason Hearing Site: Minneapolis, MN
| | Stipulated Award |
10-02338 | 09/02/2011 | Claimant(s): Stephen Rowland Claimant Lawyers(s): Christopher W. Madel Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Bryan I. Reyhani Arbitrator(s): Edward C. Oliver, Joan L. Volz, JD Haas Hearing Site: Minneapolis, MN
| | $50,000 |
08-02601 | 03/05/2010 | Claimant(s): Piper Jaffray & Co. Claimant Lawyers(s): Terrence J. Fleming Respondent(s): Christopher Peterson, Cole Ryba, David Holden, Stifel, Nicolaus & Co.., John Kuny, John Pinto, Lindsay Paine, Michael Loop, Michael Pellicci, Neil Koepcke, Stephen Tufo, Zigmund Peret Respondent Lawyers(s): Richard Kuhlman Arbitrator(s): Judith A. Rogosheske, Jack D. Elmquist, Edward C. Oliver Hearing Site: Minneapolis, MN
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07-02229 | 03/11/2009 | Claimant(s): Katherine Knutson Claimant Lawyers(s): Steven M. Phillips Respondent(s): RBC Dain Rauscher. Respondent Lawyers(s): John W. Shaw Arbitrator(s): Douglas Randall Blohm, James H. Colburn, Edward C. Oliver Hearing Site: Minneapolis, MN
| | $4,423,080 |
07-03257 | 11/25/2008 | Claimant(s): Stephen Jans Claimant Lawyers(s): Oliver E. Nelson Respondent(s): Kevin Miller, Fringe Benefits Design Of Minnesota, Intervest International Equities Corpora, Intervest International. Respondent Lawyers(s): Marnie L. DeWall, Melissa D. Hubbard Arbitrator(s): Edward C. Oliver, Andrew R. Dick, JD Haas Hearing Site: Minneapolis, MN
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