Potomac Analytics' Logo

FINRA Awards for Adam A. Gillette

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 2 out of 2 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0151803/13/2012Claimant(s): Wachovia Securities
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Soukkay Keomysy
Respondent Lawyers(s): Adam A. Gillette
Arbitrator(s): Emily F. Seesel, Jeffrey W. Jacobs, John R. Lepley
Hearing Site: Minneapolis, MN
09-0470010/28/2011Claimant(s): Douglas Pippert, Kira Pippert, Kira Ann Pippert Revocable Trust
Claimant Lawyers(s): Adam A. Gillette, Thomas E. Jamison
Respondent(s): Michael Blake, Olympus Financial Advisors.
Respondent Lawyers(s): Roger W. Hall
Arbitrator(s): Edward C. Oliver, Emily F. Seesel, Mark S. Gleason
Hearing Site: Minneapolis, MN
Checkmark IconStipulated Award

2 Results

Display: