| 20-03843 | 09/30/2021 | Claimant(s): David Furlong
Claimant Lawyers(s): David Furlong
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Jack D. Ballard
Arbitrator(s): Marjorie C. Johnson, Stephanie E. Simmons, Mina Banerjee
Hearing Site: Houston, TX
|  | $0 |
| 15-00553 | 10/07/2016 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jeffrey M. Csercsevits
Respondent(s): Roman Reed, Victor Barrionuevo
Respondent Lawyers(s): Paul D. Flack
Arbitrator(s): Thomas A. Cipolla, Bertrand C. Moser, Marjorie C. Johnson
Hearing Site: Houston, TX
| | |
| 09-06020 | 03/07/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Donald R. Littlefield
Respondent(s): William Livingston Coster
Respondent Lawyers(s): Leonard J. Meyer
Arbitrator(s): Maxel (Bud) B. Silverberg, Juanita D. McKethan, Marjorie C. Johnson
Hearing Site: Houston, TX
| | |
| 08-03844 | 12/16/2010 | Claimant(s): Gary Siller, Heather Hietpas, Juanita Malone Cooper, Lauren Thompson, Leslie Siller, Michael Thompson, Thomas Thompson, Valerie Thompson
Claimant Lawyers(s): Roger B. Greenberg
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): G. Wayne Hillis
Arbitrator(s): Juanita D. McKethan, Marjorie C. Johnson
Hearing Site: Houston, TX
| | $0 |
| 09-03366 | 09/02/2010 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin A. Goldberg
Respondent(s): Angela Roark
Respondent Lawyers(s): Angela M. Roark
Arbitrator(s): Bertrand C. Moser, Arno C. Schwethelm, Marjorie C. Johnson
Hearing Site: Houston, TX
| | |
