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FINRA Awards for Roman Reed

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0055310/07/2016Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jeffrey M. Csercsevits
Respondent(s): Roman Reed, Victor Barrionuevo
Respondent Lawyers(s): Paul D. Flack
Arbitrator(s): Thomas A. Cipolla, Bertrand C. Moser, Marjorie C. Johnson
Hearing Site: Houston, TX

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