Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-02885 | 01/07/2021 | Claimant(s): Judith Thumann Claimant Lawyers(s): John Da Grosa Smith Respondent(s): Kevin Larson, Kimberley Holweger, Marcelino Alicea, Cetera Advisors LLC., Financial Fidelity Services. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Michael J. Ahlstrom, Alan C. Granath, George Pinckney Shingler Hearing Site: Atlanta, GA |  | Expungement |
| 14-00732 | 08/20/2015 | Claimant(s): Herschell Allen Claimant Lawyers(s): John Da Grosa Smith Respondent(s): James Arnett, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Regina Pepe Martorana Arbitrator(s): James R. McGuone, Frances L. Wolff, John D. Mattingly Hearing Site: Atlanta, GA | | $0 |
| 11-02465 | 04/17/2012 | Claimant(s): Floyd Berger Claimant Lawyers(s): John Da Grosa Smith Respondent(s): John Welsh Respondent Lawyers(s): John E. Robinson Arbitrator(s): W. William Harness Hearing Site: Atlanta, GA |