Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-02885 | 01/07/2021 | Claimant(s): Judith Thumann Claimant Lawyers(s): John Da Grosa Smith Respondent(s): Kevin Larson, Kimberley Holweger, Marcelino Alicea, Cetera Advisors LLC., Financial Fidelity Services. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Michael J. Ahlstrom, Alan C. Granath, George Pinckney Shingler Hearing Site: Atlanta, GA |  | Expungement |
| 18-04038 | 07/23/2019 | Claimant(s): Erinn Ford Claimant Lawyers(s): Jennifer Gutenberg Respondent(s): Cetera Advisors LLC., Pacific West Securities. Respondent Lawyers(s): Jeremy Carr, Philip A. Pizelo Arbitrator(s): David William Hickman Hearing Site: Seattle, WA |