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FINRA Awards for Jennifer Gutenberg

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0403807/23/2019Claimant(s): Erinn Ford
Claimant Lawyers(s): Jennifer Gutenberg
Respondent(s): Cetera Advisors LLC., Pacific West Securities.
Respondent Lawyers(s): Jeremy Carr, Philip A. Pizelo
Arbitrator(s): David William Hickman
Hearing Site: Seattle, WA
18-0392807/19/2019Claimant(s): Jeffrey Sims
Claimant Lawyers(s): Jennifer Gutenberg
Respondent(s): Pacific West Securities.
Respondent Lawyers(s): Philip A. Pizelo
Arbitrator(s): Paul R. Meyer
Hearing Site: Seattle, WA

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