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FINRA Awards for Frances L. Wolff

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0073208/20/2015Claimant(s): Herschell Allen
Claimant Lawyers(s): John Da Grosa Smith
Respondent(s): James Arnett, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina Pepe Martorana
Arbitrator(s): James R. McGuone, Frances L. Wolff, John D. Mattingly
Hearing Site: Atlanta, GA
Checkmark Icon$0
13-0190109/19/2014Claimant(s): Delutha King, Kristie Taylor, Lois King, Ronald Loving, Estate of Cecil C. Keck, Estate of Mabel W. Keck
Claimant Lawyers(s): John S. Chapman, Robert C. Port
Respondent(s): David Miller, Kelly Miller, Laura Tedball, Resource Horizons Group LLC
Respondent Lawyers(s): Heidi E. VonderHeide
Arbitrator(s): Lita S Menkin, Frances L. Wolff, Brandt Leonard Ross
Hearing Site: Atlanta, GA
Checkmark Icon$3,897,760

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