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FINRA Awards for Kathleen M. Appleton

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0240601/30/2012Claimant(s): Kathleen Appleton
Claimant Lawyers(s): Kathleen M. Appleton
Respondent(s): Joseph Voelker, Marc Dobb
Respondent Lawyers(s): Carrie Bechtold
Arbitrator(s): Diane Ciccone
Hearing Site: Philadelphia, PA
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