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FINRA Awards for Donald Rosen

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0136709/27/2011Claimant(s): Divine Swine Catering.
Claimant Lawyers(s): Dale Vaillancourt
Respondent(s): Donald Rosen, Waddell and Reed
Respondent Lawyers(s): Carrie Bechtold
Arbitrator(s): James A. Lundberg
Hearing Site: Minneapolis, MN
Checkmark Icon$213

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