| 09-04874 | 11/15/2012 | Claimant(s): Henry Tutek
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Brian A. Carlis
Arbitrator(s): Malcolm J. Irving, Michael E. Scullin, Harold Yaskin
Hearing Site: Philadelphia, PA
|  | $0 |
| 10-03776 | 11/30/2011 | Claimant(s): Larry and Barbara Friedman
Claimant Lawyers(s): David E. Robbins
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Michael Gibson
Arbitrator(s): Michael E. Scullin, David F. Griesing, Catherine S. Kopley
Hearing Site: Philadelphia, PA
| | $625,000 |
| 10-01652 | 06/20/2011 | Claimant(s): RBC Capital Markets LLC
Claimant Lawyers(s): Patrick J. Howley
Respondent(s): James Godsey
Respondent Lawyers(s): Gary C. Byler
Arbitrator(s): C. Gregory Ellison, Michael E. Scullin, Donita M. King
Hearing Site: Norfolk, VA
| | |
| 08-00484 | 08/24/2009 | Claimant(s): Hector Huertas
Claimant Lawyers(s): Hector L. Huertas
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Michael E. Scullin, Richard Frank Colello, Gary I. Kravis
Hearing Site: Philadelphia, PA
| | $0 |
