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FINRA Awards for Hector L. Huertas

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0048408/24/2009Claimant(s): Hector Huertas
Claimant Lawyers(s): Hector L. Huertas
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Michael E. Scullin, Richard Frank Colello, Gary I. Kravis
Hearing Site: Philadelphia, PA
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