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FINRA Awards for Jollene Austin

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0100512/12/2017Claimant(s): Jollene Austin
Claimant Lawyers(s): Christina Giorgio
Respondent(s): John Tarpinian
Respondent Lawyers(s): Gregory S. Sparer
Arbitrator(s): Susan C. Lushing, David S. Billet, Kevin B. Naughten
Hearing Site: New York, NY
17-0054208/02/2017Claimant(s): Securities America.
Claimant Lawyers(s): Christina Heller
Respondent(s): Jollene Austin
Respondent Lawyers(s): Jollene Jill Austin
Arbitrator(s): Christopher M. McMurray
Hearing Site: Charlotte, NC

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