| 23-02900 | 05/14/2024 | Claimant(s): James Crosson
Claimant Lawyers(s): William Bean
Respondent(s): LPL Financial LLC, Investors Capital Corp., Voya Financial Advisors.
Respondent Lawyers(s): Brian J. Palmeri, David Feldstein, Kelsey L. Vasko
Arbitrator(s): Sean Alan D'Amico
Hearing Site: Providence, RI
| | |
| 23-01156 | 04/02/2024 | Claimant(s): Cynthia Couyoumjian
Claimant Lawyers(s): Michael Bessette
Respondent(s): LPL Financial LLC, First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden, Kelsey L. Vasko
Arbitrator(s): Robert Rosen
Hearing Site: Los Angeles, CA
| | |
| 22-00189 | 08/22/2022 | Claimant(s): Martin Lombrano
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Kelsey L. Vasko
Arbitrator(s): Erik R. Siering
Hearing Site: Los Angeles, CA
| | |
| 21-02214 | 03/23/2022 | Claimant(s): Danielle Stanton
Claimant Lawyers(s): Patrick R. Mahoney
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Kelsey L. Vasko
Arbitrator(s): Robert A. Lakosil, Kirtley M. Thiesmeyer, Thomas L. Marshall
Hearing Site: San Diego, CA
| | |
