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FINRA Awards for Cathy Carter

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0333901/15/2019Claimant(s): Cathy Carter
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Brian J. Palmeri
Arbitrator(s): Ronald L. Cheney, Steven T. Stern, William Norton
Hearing Site: Manchester, NH
Checkmark Icon$2,630,140
18-0416401/15/2019Claimant(s): Cathy Carter
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Gary Basralian
Respondent Lawyers(s): Gary John Basralian
Arbitrator(s): Steven T. Stern
Hearing Site: Manchester, NH
Checkmark Icon$2,613,660

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