| 23-01890 | 05/02/2024 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Erico Galvez, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Andrea Peraner-Sweet, Rachael L. Carp
Arbitrator(s): Robert L. Chase, David J. Kaufman, David S. Godkin
Hearing Site: Augusta, ME
| | |
| 22-01661 | 06/29/2023 | Claimant(s): Benjamin Rampe
Claimant Lawyers(s): Benjamin Rampe
Respondent(s): Fidelity Brokerage Services LLC, Fidelity Management Trust Company
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Samuel H. Chorches, John M. D'Amico, David S. Godkin
Hearing Site: Providence, RI
|  | $440 |
| 22-00673 | 04/04/2023 | Claimant(s): The Fengler Family Trust
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Evalyn Lipton Fishbein, David S Godkin, Ira Sperling
Hearing Site: Boston, MA
| | Expungement |
| 21-01626 | 06/14/2022 | Claimant(s): Kristina Watts
Claimant Lawyers(s): J. Allen Holland
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Theodore R. Snyder
Arbitrator(s): Edward W. Morris, John George Neylon, David S Godkin
Hearing Site: Boston, MA
| | $185,238 |
