Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01890 | 05/02/2024 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Michael R. Greco Respondent(s): Erico Galvez, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Andrea Peraner-Sweet, Rachael L. Carp Arbitrator(s): Robert L. Chase, David J. Kaufman, David S. Godkin Hearing Site: Augusta, ME | ||
| 11-02233 | 11/05/2012 | Claimant(s): Exempt Share Tst of Gwen Meltzer Rev Tst Claimant Lawyers(s): Todd A. Zuckerbrod Respondent(s): Wells Fargo Advisors, David Kaufman Respondent Lawyers(s): Joseph A. Vallo Arbitrator(s): Steven M. Greenbaum, Robert A. Sauerberg, Barry S. Shanbron Hearing Site: Boca Raton, FL |  | $0 |