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FINRA Awards for John George Neylon

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0193012/22/2023Claimant(s): Phillip Parziale
Claimant Lawyers(s): William Haddad
Respondent(s): Citizens Securities.
Respondent Lawyers(s): Amy M. McCallen
Arbitrator(s): Richard D. Levin, Gene M. Bauer, John George Neylon
Hearing Site: Boston, MA
22-0102505/08/2023Claimant(s): Kenneth Woodfield, Michael Shain
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): Hilltop Securities Inc.
Respondent Lawyers(s): Jonathan D. Neerman
Arbitrator(s): Howard N. Gorney, Mary E. Bassett, John George Neylon
Hearing Site: Boston, MA
Checkmark Icon$0
21-0162606/14/2022Claimant(s): Kristina Watts
Claimant Lawyers(s): J. Allen Holland
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Theodore R. Snyder
Arbitrator(s): Edward W. Morris, John George Neylon, David S Godkin
Hearing Site: Boston, MA
Checkmark Icon$185,238
17-0148902/14/2020Claimant(s): Alexander Martinelli, Christopher Herlihy, Jonathan Galli, Paul Connolly
Claimant Lawyers(s): Robert Miller
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Stephen M. Kramarsky
Arbitrator(s): David Wertz Ellis, John George Neylon, Charles R Markham
Hearing Site: Boston, MA

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