| 23-00725 | 03/04/2024 | Claimant(s): Daniel Soe
Claimant Lawyers(s): Craig A. Riha
Respondent(s): First Republic Group
Respondent Lawyers(s): Edward Sampson
Arbitrator(s): Richard W. Vallario, Benjamin Steinberg, Glenn Ravenell
Hearing Site: New York, NY
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| 22-00173 | 10/31/2022 | Claimant(s): Stuart Updegrove
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): National Securities Corporation, Eastbrook Capital Group LLC
Respondent Lawyers(s): Edward Sampson, Emily A. Hayes
Arbitrator(s): Eugene G. P. Byrne, Mark Joseph Hyland
Hearing Site: New York, NY
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| 22-00171 | 10/06/2022 | Claimant(s): Stuart Updegrove
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): National Securities Corporation, Eastbrook Capital Group LLC
Respondent Lawyers(s): Edward Sampson, Emily A. Hayes
Arbitrator(s): Richard W. Cutler, John Franklin Udochi, Adam J. Ciffone
Hearing Site: New York, NY
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| 20-02454 | 08/19/2021 | Claimant(s): Stuart Updegrove
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): National Securities Corporation, Eastbrook Capital Group LLC
Respondent Lawyers(s): Edward Sampson, Emily Hayes
Arbitrator(s): Samuel H. Chorches
Hearing Site: Hartford, CT
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| 20-02975 | 08/10/2021 | Claimant(s): James Barbi
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Eastbrook Capital Group LLC
Respondent Lawyers(s): Edward Sampson
Arbitrator(s): Josian Antoine
Hearing Site: New York, NY
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| 18-00646 | 02/11/2019 | Claimant(s): Thomas Kelly
Claimant Lawyers(s): Michael Bessette
Respondent(s): Eastbrook Capital Group LLC
Respondent Lawyers(s): Edward Sampson
Arbitrator(s): Julian F. Santos
Hearing Site: New York, NY
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| 18-00622 | 01/11/2019 | Claimant(s): Thomas Kelly
Claimant Lawyers(s): Michael Bessette
Respondent(s): Eastbrook Capital Group LLC
Respondent Lawyers(s): Edward Sampson
Arbitrator(s): William G. Binckes
Hearing Site: New York, NY
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