Potomac Analytics' Logo

FINRA Awards for Richard Francis Kane

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0264608/04/2021Claimant(s): Lizmarie Esparza, JL Esparza., Jose Esparza & Egdalis Blanco De Esparza
Claimant Lawyers(s): Luis E. Minana, Luis Elvin Gonzalez
Respondent(s): Oriental Financial Services
Respondent Lawyers(s): Pedro Hernandez-Freire
Arbitrator(s): Stuart Sinai, David Edward Upton, Richard Francis Kane
Hearing Site: San Juan, PR
Checkmark Icon$700,000
17-0250011/30/2018Claimant(s): Scott Chamberlain
Claimant Lawyers(s): Scott Dean Chamberlain
Respondent(s): GCG Wealth Management.
Respondent Lawyers(s): M. Robin Davis
Arbitrator(s): Landrum H. Henderson, Dwane Edward Vickstrom, Richard Francis Kane
Hearing Site: Charlotte, NC
17-0120711/12/2018Claimant(s): Kathy Walters
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): James King, Commonwealth Financial Network
Respondent Lawyers(s): Robert K. Jamieson
Arbitrator(s): Richard E. Miley, Dwane Edward Vickstrom, Richard Francis Kane
Hearing Site: Charlotte, NC
Checkmark Icon$129,058

3 Results

Display: