Potomac Analytics' Logo

FINRA Awards for R. Dan Mitchell

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0201005/26/2009Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Chris Rotan
Respondent Lawyers(s): Dan McElroy
Arbitrator(s): R. Dan Mitchell, James P. Kinkade, Larry N. Quinn
Hearing Site: Dallas, TX
07-0159605/27/2008Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Brent Lemons
Respondent Lawyers(s): Brent Lemons
Arbitrator(s): R. Dan Mitchell, Simeon R. Trotter, George F. Longino
Hearing Site: Dallas, TX
07-0113105/21/2008Claimant(s): Betty Taylor
Claimant Lawyers(s): Shauna J. Wright
Respondent(s): Brookstreet Securities Corporation
Respondent Lawyers(s): H. Thomas Fehn
Arbitrator(s): R. Dan Mitchell, Daniel A. Kile, Robert J. Gregory
Hearing Site: Dallas, TX
Checkmark Icon$1,400,000

3 Results

Display: