| 23-03176 | 05/30/2024 | Claimant(s): Stephen Ferguson
Claimant Lawyers(s): Stephen Ferguson
Respondent(s): Ameriprise Financial Services, Mark Giordano, Riversource Distributors.
Respondent Lawyers(s): Sydney Crowder Franco
Arbitrator(s): Cynthia A. DiMarco
Hearing Site: New York, NY
|  | $0 |
| 22-01112 | 03/09/2023 | Claimant(s): Sandra Lucido, Vincent Lucido
Claimant Lawyers(s): Sandra N Lucido, Vincent S Lucido
Respondent(s): Ameriprise Financial Services., Ameriprise Financial Services, Reza Taraz, Riversource Distributors.
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): Barbara M. Zak
Hearing Site: Los Angeles, CA
| | $0 |
| 18-00527 | 07/26/2019 | Claimant(s): Zoe Cordova-McCarthy, Liberty Lighting & Fixture Supply Co.
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): Ameriprise Financial Services., Riversource Distributors.
Respondent Lawyers(s): Ben Suter
Arbitrator(s): Peter H. Daly, Philip Aaron Tymon, Brian Kimball
Hearing Site: San Francisco, CA
| | Expungement |
| 13-00001 | 10/04/2013 | Claimant(s): Kevin Hardesty
Claimant Lawyers(s): Kevin E. Hardesty
Respondent(s): Gary Jurden, Riversource Distributors.
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): James John Jurinski
Hearing Site: Portland, OR
| | $23,366 |
