| 13-03228 | 02/06/2015 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Eric Raphan
Respondent(s): Christopher Wilkinson
Respondent Lawyers(s): Brennan H. Moss
Arbitrator(s): Langdon T. Owen, Gene R. Thornton, A. O. Headman
Hearing Site: Salt Lake City, UT
| | |
| 10-03278 | 08/26/2011 | Claimant(s): Steven Casull
Claimant Lawyers(s): Steven J. Casull
Respondent(s): Eagle Gate Securities.
Respondent Lawyers(s): Rodger A. Nye
Arbitrator(s): Peggy Peterson, A. O. Headman, Marilyn R. Lewis
Hearing Site: Salt Lake City, UT
| | |
| 09-01431 | 07/23/2010 | Claimant(s): Gerald Edward McCoy
Claimant Lawyers(s): Jordan P. Kendell
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kathleen S. Adams
Arbitrator(s): Langdon T. Owen, Jonathan H. Larson, A. O. Headman
Hearing Site: Salt Lake City, UT
|  | $96,524 |
| 09-02054 | 07/09/2010 | Claimant(s): Brett Eliason, E. Finch, Veronique Eliason, Daydream Trading, NBF Capital
Claimant Lawyers(s): Matthew R. Lewis
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Janine M. Lucas
Arbitrator(s): A. O. Headman, Richard J. Lawrence, Thomas R. Bromberg
Hearing Site: Salt Lake City, UT
| | $6,924,500 |
