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FINRA Awards for Brennan H. Moss

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0090408/31/2020Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Robert B Ericson
Respondent(s): Mark Ervin
Respondent Lawyers(s): Brennan H. Moss
Arbitrator(s): Jonathan H. Krotinger
Hearing Site: San Francisco, CA
13-0322802/06/2015Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Eric Raphan
Respondent(s): Christopher Wilkinson
Respondent Lawyers(s): Brennan H. Moss
Arbitrator(s): Langdon T. Owen, Gene R. Thornton, A. O. Headman
Hearing Site: Salt Lake City, UT

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