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FINRA Awards for James Dullanty

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0294010/22/2020Claimant(s): James Dullanty
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jacqueline R. Meyers
Arbitrator(s): Marc Kalish, Rick L. Knuth, Donald Dreyfus
Hearing Site: Salt Lake City, UT
Checkmark IconDismissed by Rule 12206/12504

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