Potomac Analytics' Logo

FINRA Awards for Steven Adams

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 2 out of 2 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0110511/09/2020Claimant(s): Steven Adams
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Merton E. Marks
Hearing Site: Salt Lake City, UT
20-0110911/04/2020Claimant(s): Steven Adams
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Sara B. Davis
Arbitrator(s): Donald Dreyfus
Hearing Site: Salt Lake City, UT

2 Results

Display: