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FINRA Awards for Carlos Miranda

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0270712/22/2017Claimant(s): Bonnie Bolle, Robin Richardson, Estate of Byron Bolle
Claimant Lawyers(s): Melinda Jane Steuer
Respondent(s): Carlos Miranda, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Eric A. Herzog
Arbitrator(s): Ralph A. Cotton, Philip Ho, Robert M. Smith
Hearing Site: San Francisco, CA
Checkmark Icon$685,580
15-0194802/01/2016Claimant(s): Carlos Miranda
Claimant Lawyers(s): Carlos J Miranda-Monroig
Respondent(s): Fairbridge Capital Markets
Respondent Lawyers(s): Eduardo Prado
Arbitrator(s): Randy R. Freedman
Hearing Site: San Juan, PR

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