Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02375 | 04/08/2022 | Claimant(s): Scott Brady Claimant Lawyers(s): Melinda Jane Steuer Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Derek C. Anderson Arbitrator(s): Elwood C. Avery, James H. Fehlberg, Philip Alan Johnson Hearing Site: Portland, OR | ||
| 10-04448 | 05/30/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Timothy N. Will Respondent(s): Leopold Monaco Respondent Lawyers(s): Leopold T. Monaco Arbitrator(s): Alan Stamm, Alan S. Mevis, James H. Fehlberg Hearing Site: Portland, OR | ||
| 08-02082 | 07/14/2009 | Claimant(s): Everett Ross, Imogene Ross, Everett C & Imogene G Ross T U/A DTD 10/, Trustee Claimant Lawyers(s): Ryan K. Bakhtiari Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Stacey M. Garrett Arbitrator(s): Nancy J. Spieczny, James H. Fehlberg, Kevin K. Forrester Hearing Site: San Diego, CA |  | $173,798 |