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FINRA Awards for Vineet Mehta Shaw

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0230705/30/2023Claimant(s): Kathleen Entzminger, Michael Entzminger, Entzminger Family Trust, Entzminger Property H Trust, Entzminger Property W Trust, EFT Prado
Claimant Lawyers(s): Robert D Mitchell
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Suzette J. Barnes
Arbitrator(s): Timothy J. Kroll, Jay Lawrence Witkin, Vineet Mehta Shaw
Hearing Site: Phoenix, AZ
Checkmark IconExpungement
20-0359105/26/2022Claimant(s): Carlos Tapia Sanchez
Claimant Lawyers(s): Burt Newsome
Respondent(s): Morgan Stanley, Francisco Valenzuela
Respondent Lawyers(s): Francisco Javier Valenzuela, Patricia V. Waterkotte
Arbitrator(s): Timothy J. Kroll, Ronald Stewart Ripley, Vineet Mehta Shaw
Hearing Site: Phoenix, AZ
Checkmark Icon$330,000

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