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FINRA Awards for Robert Berg

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0116609/17/2018Claimant(s): Glynis Molloy
Claimant Lawyers(s): Glynis Molloy
Respondent(s): Robert Berg, Summit Brokerage Services.
Respondent Lawyers(s): Robert Eugene Berg, Thomas Vays
Arbitrator(s): Cynthia A. DiMarco
Hearing Site: New York, NY
Checkmark Icon$16,825
07-0068012/10/2009Claimant(s): Kevin LeBlanc, Robert Berg
Claimant Lawyers(s): Jim L. Batson
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Leonard Weintraub
Arbitrator(s): Robert L. Nisely, Christine Moore, Keith Eric Bettencourt
Hearing Site: New York, NY

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