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FINRA Awards for Jim L. Batson

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0068012/10/2009Claimant(s): Kevin LeBlanc, Robert Berg
Claimant Lawyers(s): Jim L. Batson
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Leonard Weintraub
Arbitrator(s): Robert L. Nisely, Christine Moore, Keith Eric Bettencourt
Hearing Site: New York, NY

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