Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-01388 | 02/20/2014 | Claimant(s): C. Lewis, as Receiver Claimant Lawyers(s): John A. Chanin Respondent(s): Jefferies & Company. Respondent Lawyers(s): Peter J. Macdonald Arbitrator(s): Samuel E. Wing, Martha Wheatley Thomas, Daniel Francis Wake Hearing Site: Denver, CO |  | $0 |
| 11-00416 | 01/17/2012 | Claimant(s): Martha Thomas, Robert Thomas Claimant Lawyers(s): Johanna S. Fowler Respondent(s): Wachovia Securities, Wells Fargo Advisors Respondent Lawyers(s): Todd Ratner Arbitrator(s): John Russell Barlow Hearing Site: Charlotte, NC | | $24,880 |