Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-00534 | 09/30/2024 | Claimant(s): Robert Thomas Claimant Lawyers(s): Michael Bessette Respondent(s): Avantax Investment Services. Respondent Lawyers(s): Gregg J. Brietbart Arbitrator(s): Frederick W. Keuthen, Robert L. Chase, John James McGovern Hearing Site: Augusta, ME | ||
| 23-01153 | 12/26/2023 | Claimant(s): Securities America. Claimant Lawyers(s): Justin Sacca Respondent(s): Robert Thomas Respondent Lawyers(s): Robert A. Thomas Arbitrator(s): Edward W. Morris Hearing Site: Augusta, ME | ||
| 11-00416 | 01/17/2012 | Claimant(s): Martha Thomas, Robert Thomas Claimant Lawyers(s): Johanna S. Fowler Respondent(s): Wachovia Securities, Wells Fargo Advisors Respondent Lawyers(s): Todd Ratner Arbitrator(s): John Russell Barlow Hearing Site: Charlotte, NC |  | $24,880 |